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Federated & Privacy-Preserving Learning

Collaborative learning across distributed data and devices

We study federated learning methods for collaborative training across distributed clients without centralizing raw data. Key themes include personalization under non-IID data, multimodal and vision-language adaptation, device heterogeneity, and communication efficiency. We also investigate privacy-preserving approaches for sensitive settings, recognizing that data locality alone does not guarantee privacy.

Selected Papers

Mixture of Experts Made Personalized: Federated Prompt Learning for Vision-Language Models

Jun Luo, Chen Chen, Shandong Wu

International Conference on Learning Representations (ICLR), 2025

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Federated prompt learning benefits federated learning with CLIP-like Vision Language Model’s (VLM’s) robust representation learning ability through prompt learning. However, current federated prompt learning methods are habitually restricted to the traditional FL paradigm, where the participating clients are generally only allowed to download a single globally aggregated model from the server. While justifiable for training full-sized models under federated settings, in this work, we argue that this paradigm is ill-suited for lightweight prompts. By facilitating the clients to download multiple pre-aggregated prompts as fixed nonlocal experts, we propose Personalized Federated Mixture of Adaptive Prompts (pFedMoAP), a novel FL framework that personalizes the prompt learning process through the lens of Mixture of Experts (MoE). pFedMoAP implements a local attention-based gating network that learns to generate enhanced text features for better alignment with local image data, benefiting from both local and downloaded non-local adaptive prompt experts. Extensive experiments on 9 datasets under various federated settings demonstrate the efficacy of the proposed pFedMoAP algorithm.

Research overview for Mixture of Experts Made Personalized: Federated Prompt Learning for Vision-Language Models

Navigating Heterogeneity and Privacy in One-Shot Federated Learning with Diffusion Models

Matias Mendieta, Guangyu Sun, and Chen Chen

IEEE/CVF Winter Conference on Applications of Computer Vision (WACV), 2025

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Federated learning (FL) enables multiple clients to train models collectively while preserving data privacy. However, FL faces challenges in terms of communication cost and data heterogeneity. One-shot federated learning has emerged as a solution by reducing communication rounds, improving efficiency, and providing better security against eavesdropping attacks. Nevertheless, data heterogeneity remains a significant challenge, impacting performance. This work explores the effectiveness of diffusion models in one-shot FL, demonstrating their applicability in addressing data heterogeneity and improving FL performance. Additionally, we investigate the utility of our diffusion model approach, FedDiff, compared to other one-shot FL methods under differential privacy (DP). Furthermore, to improve generated sample quality under DP settings, we propose a pragmatic Fourier Magnitude Filtering (FMF) method, enhancing the effectiveness of generated data for global model training.

Research overview for Navigating Heterogeneity and Privacy in One-Shot Federated Learning with Diffusion Models

Towards Diverse Device Heterogeneous Federated Learning via Task Arithmetic Knowledge Integration

Mahdi Morafah, Vyacheslav Kungurtsev, Hojin Matthew Chang, Chen Chen, Bill Lin

Thirty-eighth Annual Conference on Neural Information Processing Systems (NeurIPS), 2024

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Federated Learning has emerged as a promising paradigm for collaborative machine learning, while preserving user data privacy. Despite its potential, standard FL lacks support for diverse heterogeneous device prototypes, which vary significantly in model and dataset sizes -- from small IoT devices to large workstations. This limitation is only partially addressed by existing knowledge distillation techniques, which often fail to transfer knowledge effectively across a broad spectrum of device prototypes with varied capabilities. This failure primarily stems from two issues: the dilution of informative logits from more capable devices by those from less capable ones, and the use of a single integrated logits as the distillation target across all devices, which neglects their individual learning capacities and and the unique contributions of each. To address these challenges, we introduce TAKFL, a novel KD-based framework that treats the knowledge transfer from each device prototype's ensemble as a separate task, independently distilling each to preserve its unique contributions and avoid dilution. TAKFL also incorporates a KD-based self-regularization technique to mitigate the issues related to the noisy and unsupervised ensemble distillation process. To integrate the separately distilled knowledge, we introduce an adaptive task arithmetic knowledge integration process, allowing each student model to customize the knowledge integration for optimal performance. Additionally, we present theoretical results demonstrating the effectiveness of task arithmetic in transferring knowledge across heterogeneous devices with varying capacities. Comprehensive evaluations of our method across both CV and NLP tasks demonstrate that TAKFL achieves SOTA results in a variety of datasets and settings, significantly outperforming existing KD-based methods.

Research overview for Towards Diverse Device Heterogeneous Federated Learning via Task Arithmetic Knowledge Integration

Towards Multi-modal Transformers in Federated Learning

Guangyu Sun, Matias Mendieta, Aritra Dutta, Xin Li, and Chen Chen

European Conference on Computer Vision (ECCV), 2024

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Multi-modal transformers mark significant progress in different domains, but siloed high-quality data hinders their further improvement. To remedy this, federated learning (FL) has emerged as a promising privacy-preserving paradigm for training models without direct access to the raw data held by different clients. Despite its potential, a considerable research direction regarding the unpaired uni-modal clients and the transformer architecture in FL remains unexplored. To fill this gap, this paper explores a transfer multi-modal federated learning (MFL) scenario within the vision-language domain, where clients possess data of various modalities distributed across different datasets. We systematically evaluate the performance of existing methods when a transformer architecture is utilized and introduce a novel framework called Federated modality complementary and collaboration (FedCola) by addressing the in-modality and cross-modality gaps among clients. Through extensive experiments across various FL settings, FedCola demonstrates superior performance over previous approaches, offering new perspectives on future federated training of multi-modal transformers.

Research overview for Towards Multi-modal Transformers in Federated Learning

FedPerfix: Towards Partial Model Personalization of Vision Transformers in Federated Learning

Guangyu Sun, Matias Mendieta, Jun Luo, Shandong Wu, Chen Chen

IEEE/CVF International Conference on Computer Vision (ICCV), 2023

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Personalized Federated Learning (PFL) represents a promising solution for decentralized learning in heterogeneous data environments. Partial model personalization has been proposed to improve the efficiency of PFL by selectively updating local model parameters instead of aggregating all of them. However, previous work on partial model personalization has mainly focused on Convolutional Neural Networks (CNNs), leaving a gap in understanding how it can be applied to other popular models such as Vision Transformers (ViTs). In this work, we investigate where and how to partially personalize a ViT model. Specifically, we empirically evaluate the sensitivity to data distribution of each type of layer. Based on the insights that the self-attention layer and the classification head are the most sensitive parts of a ViT, we propose a novel approach called FedPerfix, which leverages plugins to transfer information from the aggregated model to the local client as a personalization. Finally, we evaluate the proposed approach on CIFAR-100, OrganAMNIST, and Office-Home datasets and demonstrate its effectiveness in improving the model's performance compared to several advanced PFL methods.

Research overview for FedPerfix: Towards Partial Model Personalization of Vision Transformers in Federated Learning

Local Learning Matters: Rethinking Data Heterogeneity in Federated Learning

Matias Mendieta, Taojiannan Yang, Pu Wang, Minwoo Lee, Zhengming Ding, Chen Chen

IEEE Conference on Computer Vision and Pattern Recognition (CVPR), 2022

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Federated learning (FL) is a promising strategy for performing privacy-preserving, distributed learning with a network of clients (i.e., edge devices). However, the data distribution among clients is often non-IID in nature, making efficient optimization difficult. To alleviate this issue, many FL algorithms focus on mitigating the effects of data heterogeneity across clients by introducing a variety of proximal terms, some incurring considerable compute and/or memory overheads, to restrain local updates with respect to the global model. Instead, we consider rethinking solutions to data heterogeneity in FL with a focus on local learning generality rather than proximal restriction. To this end, we first present a systematic study informed by second-order indicators to better understand algorithm effectiveness in FL. Interestingly, we find that standard regularization methods are surprisingly strong performers in mitigating data heterogeneity effects. Based on our findings, we further propose a simple and effective method, FedAlign, to overcome data heterogeneity and the pitfalls of previous methods. FedAlign achieves competitive accuracy with state-of-the-art FL methods across a variety of settings while minimizing computation and memory overhead.

Research overview for Local Learning Matters: Rethinking Data Heterogeneity in Federated Learning